Monday, February 9, 2015

Stats & Case Summaries - Fourth Department Decisions Released on February 6, 2015


Criminal Case Summaries:

·         People v Hoffert (KA 14-00714) – 4AD reverses the lower court’s order dismissing count two of the indictment, which charged D with sexual abuse in the first degree. 4AD finds that count two was supported by legally sufficient evidence and should not have been dismissed. The grand jury evidence showed that D went to his ex-girlfriend’s house and entered while she slept. He choked and beat her, and placed his fingers in her vagina after stating “I’m going to see if you had sex.” 4AD finds that the grand jury was permitted to infer from this evidence that D engaged in sexual contact for the purpose of gratifying his sexual desire. 4AD explains that “To require, as defendant suggests, that the reviewing court accept the explanation that defendant proffered for this conduct, ‘would skew a reviewing court’s inquiry and restrict, if not extinguish, the [g]rand [j]ury’s unassailable authority to consider logical inferences that flow from the facts presented to it’ ”.

·         People v Johnson (KA 13-01618) – 4AD affirms D’s judgment of conviction following his guilty plea to reckless assault of a child, but modifies an order requiring D to pay restitution to DSS. D was charged after doctors determined that the child sustained serious physical injury as a result of shaken baby syndrome. At the plea colloquy D explained that he quickly grabbed the child from a basinet on one occasion, and had also played with the child by “tossing” him in a spinning motion. The lower court thereafter held a presentence hearing regarding shaken baby syndrome, at which the prosecutor presented the testimony of the child’s treating physician. 4AD finds that, following the hearing, the lower court properly denied defense counsel’s request for an adjournment to consult with his own expert. 4AD notes that the lower court stated that counsel had effectively cross-examined the prosecutor’s expert. 4AD further finds that D was not denied his right to the effective assistance of counsel based on counsel’s failure to call an expert witness. D failed to establish that such expert testimony was available or that D was prejudiced by its absence. The record also showed that D consulted with medical professionals and adequately examined the prosecutor’s expert.

With respect to the restitution order, 4AD first notes that because the order affects the legality of D’s sentence, it is not encompassed by D’s valid waiver of appeal. 4AD finds that the lower court erred in determining that DSS qualified to obtain restitution for the costs of providing foster care to the child. The child was placed with DSS following proceedings in Family Court, and DSS was thus performing its statutory duty to care for the child pursuant to Social Services Law § 398 (2) (b). 4AD explains that the Legislature has specifically provided for the governmental agencies that are entitled to restitution when performing their statutory duties. “[H]ere, in the absence of legislative intent that DSS is a ‘victim’ pursuant to Penal Law § 60.27, we decline to impose an obligation on defendant to pay restitution for the expenditure of public funds for providing foster care for the victim.”

·         People v White (KA 14-00932) – 4AD affirms the lower court’s order, which granted D’s motion for a new trial under CPL 440 based on newly discovered evidence. D was convicted in 2006, at a nonjury trial, of rape and sexual abuse, based solely on the complainant’s testimony and the presence of semen in her vagina. Although the semen could not be tested for DNA at the time, the prosecutor argued on summation that its presence corroborated the complainant’s testimony. After D was released from prison, more sophisticated DNA testing established that D was not the source of the semen, and that it instead came from the complainant’s then-boyfriend. 4AD rejects the prosecutor’s argument that the newly discovered evidence would not have made a difference. 4AD explains that the prosecutor relied on the presence of the semen during summation, and the lower court acknowledged that it relied on those arguments to find D guilty.


Family Law Case Summaries: 

·         Matter of Brown v Gandy (CAF 13-01337) – In this custody/visitation matter, 4AD rejects the father’s contention that he was denied his right to the effective assistance of counsel. In doing so, 4AD expressly overrules its prior case law that imposed an actual prejudice requirement in order to establish ineffective assistance (see e.g. Matter of Jada G. [Marcella G.], 113 Add 1138, 1138). 4AD explains that “because the potential consequences are so drastic, the Family Court Act affords protections equivalent to the constitutional standard of effective assistance of counsel afforded defendants in criminal proceedings”.

·         Matter of Hill v Flynn (CAF 13-00239) – In this custody/visitation matter, 4AD finds that the Family Court properly denied the mother’s relocation petition. The mother sought to relocate with the child from Yates County to Tennessee. 4AD explains that due to the distance between the two locations, the father’s relationship with the child would be adversely affected. The mother also failed to establish that the employment she was offered in Tennessee would last for any significant period of time, or that similar employment opportunities were not available in New York.

·         Matter of Oneida County DSS v Christman (CAF 14-00847) – In this child support matter, 4AD finds that the Family Court erred in denying DSS’s objection to the Support Magistrate’s order, which found that the father was relieved of his child support obligation because the child was emancipated. 4AD explains that a parent is obligated to support a child until the age of 21. But, under the doctrine of constructive emancipation, a noncustodial parent is relieved of his or her support obligation if a child of employable age “actively abandons the noncustodial parent by refusing all contact and visitation”. If the child abandons a parent, that parent is not obligated to reimburse DSS for any public assistance expended to support the child. Here, 4AD finds that the father failed to establish constructive emancipation. Specifically, the father offered no evidence that the child had abandoned a relationship with him, and the record showed that the father had provided monetary support to the child, and communicated with the child throughout the proceedings.

·         Matter of Lacey-Sophia T.-R. (CAF 13-01836) – In this neglect matter, 4AD reverses the lower court’s order finding that the mother neglected the child. DSS filed the petition after the 20-year-old mother left the 1½-year-old child with the man and woman with whom she and the child lived. The mother travelled to Syracuse from Jefferson County for a job opportunity, but then went to Virginia without notifying the man and woman. DSS alleged that the mother failed to make an appropriate plan for the care of the child during her absence. It further alleged that the mother would go out to drink and party, had called the child names and handled the child roughly on at least one occasion, and had possible mental health issues. 4AD finds that DSS failed to prove by a preponderance of the evidence that the child’s mental, emotional, or physical condition had been impaired or was in imminent danger of becoming impaired. 4AD explains that the mother left the child with appropriate caregivers, and remained in daily contact with them by telephone. There was also no proof establishing a connection with the mother’s alleged mental health condition, or her behavior, and any actual or potential harm to the child.

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