Sunday, November 11, 2012

Stats & Case Summaries - Fourth Department Decisions Released on November 9, 2012


Criminal Case Summaries:


·        People v Abrams (KA 10-01927) – D argued that the lower court erred by denying his motion to suppress a handgun recovered by police. Police observed D walking with what appeared to be a laptop under his arm, in an area where there had recently been a series of burglaries. The officers exited their car and started to approach D, when he stated that he was carrying jeans and held them up. Police observed the outline of a gun in D’s sweatshirt. D then began to run and dropped the gun as he did so. 4AD finds that the initial approach by police was a level 1 intrusion under De Bour, which was justified by an objective credible reason. When the officers pursued D and took him into custody, they had a reasonable suspicion that he had committed a crime.


·        People v Hicks (KA 11-02286) – 4AD reverses D’s conviction, after a jury trial, for second degree criminal possession of marijuana and operating a motor vehicle with excessively tinted windows, because D was denied a fair trial due to prosecutorial misconduct. The prosecutor, on cross-examination of D, repeatedly asked him to characterize prosecution witnesses as liars. On summation, the prosecutor stated that the defense theory was that “the police are liars.” The majority concluded that D did not open the door to such statements. While D’s testimony was at odds with police testimony with respect to various matters, he did not expressly suggest that the police officers were liars. In addition, the prosecutor incorrectly stated on summation that there was no evidence that D had been offered a plea bargain.

The dissent (Scudder, P.J., and Smith, J.) concludes that to the extent there was any misconduct, it was not so pervasive as to deny D a fair trial. The dissent also opined that it was not improper for the prosecutor to ask D if prosecution witnesses were lying, because D’s testimony suggested that the People’s witnesses were fabricating their testimony. The prosecutor’s statement regarding the lack of evidence of a plea bargain was also not improper. That statement was “technically correct”, because there was “no evidence” presented at trial of a plea bargain.

·        People v Jones (KA 10-00399) – 4AD finds that D’s conviction of depraved indifference murder was not supported by legally sufficient evidence. The court initially explained that the circumstances supporting such a conviction in cases involving one person’s attack on a single victim are rare and extraordinary. Such cases require proof of “wanton cruelty, brutality or callousness directed against a particularly vulnerable victim, combined with utter indifference to the life or safety of the helpless target.” Here, D neither abandoned a helpless victim, nor engaged in torture, or a brutal and prolonged course of conduct against a vulnerable victim. The victim in this case was strangled, and D called 911 regarding the victim’s asphyxiation, administered CPR, and was present when emergency personnel arrived. While the evidence did not support the conclusion that D acted with depraved indifference, it proved that D acted recklessly. 4AD thus modified the conviction to second degree manslaughter.

·    People v Snyder (KA 10-01801) – 4AD finds that D’s argument that the indictment was duplicitous was not preserved, and, although the contention that the indictment was rendered duplicitous by the proof at trial does not require preservation, 4AD rejects that contention. The evidence demonstrated that multiple kicks and punches were a single, continuous assault. 4AD also finds that D’s boots qualified as a “dangerous instrument”, because under the circumstances, they were readily capable of causing death or other serious physical injury. Further, evidence that the victim suffered significant and extensive damage to his teeth was legally sufficient evidence of “serious and protracted disfigurement” under Penal Law § 10.00 (10). 4AD does find that the sentence imposed was harsh and severe under the circumstances, and reduces it to a term of 7 years imprisonment.

·        People v Stump (KA 11-01631) – D was convicted of third degree rape as a juvenile offender. 4AD vacates the DNA data bank fee and the sex offender registration fee imposed at sentencing. PL § 60.10 is the only provision of article 60 of the Penal Law that applies to juvenile offenders (see PL § 60.00 [2]), and that section does not provide for the imposition of those fees.

·      People v Warren (KA 12-00345) – In this 3-2 decision, 4AD reverses because the trial judge should have recused himself. D moved before trial to recuse the judge, on the grounds that he had a personal bias against D and his girlfriend, as a result of (1) a confrontation between the judge and the girlfriend, and (2) a grievance filed by the prosecutor that referenced the confrontation. While a legal disqualification under Judiciary Law § 14 did not apply, the majority reasoned that this was a case in which the judge should have recused himself to maintain the appearance of impartiality. The confrontation between the girlfriend had occurred at a county fair, when the girlfriend was wearing a t-shirt supporting the judge’s rival candidate for County Court. The judge had taken numerous pictures of the girlfriend, and also yelled at her, stating that she would go to jail for wearing the shirt. The judge later showed up at the girlfriend’s home, presumably to apologize, and spoke to D. During the instant matter, D was considering a bench trial, and contended that he would be hesitant to call his girlfriend as a witness. Under these circumstances, the judge should have recused himself.

Scudder, P.J., & Smith, J., dissented, and argued that while recusal might have been the better practice, there was no statutory basis mandating recusal, and the decision was thus left to the discretion of the trial judge. Here, there was no abuse of discretion. The confrontation between the judge and the girlfriend occurred several years earlier, and the grievance filed by the prosecutor was denied. There was also no evidence that any alleged bias unjustly affected the result in this case.
 

Family Court Case Summaries:


·        Matter of Hilgenberg v Hertel (CAF 11-02483) – In this grandparent visitation matter, 4AD vacates the award of one weekend of overnight visitation per month to the grandfather and remits the case for further proceedings. In grandparent visitation matters, a fit parent’s decision about whether such visitation is in the best interests of the child must be accorded special weight. Here, the lower court did not make a finding concerning the mother’s fitness, and 4AD therefore accords special weight to her decision that visitation with the grandfather was not in the child’s best interest. 4AD further finds that the lower court’s decision does not have a sound and substantial basis in the record. The mother and grandmother testified regarding the grandfather’s drug use and sales, and about an incident of vehicular assault upon the mother’s boyfriend. The court below did not make a credibility determination regarding those allegations, and 4AD did not have a basis upon which to determine the effect of those incidents on the best interests of the child. In addition, there was no evidence of the grandfather previously having taken care of the child overnight, or for such an extensive period of time as the overnight weekend visitation awarded by the court.

·        Matter of Mukuralinda v Kingombe (CAF 11-01353) – In this custody proceeding, 4AD reverses the Family Court’s dismissal of the father’s modification petition. The Family Court determined that the father did not have standing because the parties were not married and there was no acknowledgment of paternity. 4AD first notes that the father’s primary language is Swahili, and there was some miscommunication when the court asked him if he and the mother were married. The court also interrupted him when he tried to explain the “cultural ceremony” during which he and the mother were married in Africa. 4AD further notes that the mother had previously asserted that the parties were married and secured an order in her favor, and the doctrine of judicial estoppel prohibited her from making a contrary assertion in the present matter.

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